Business Details
25 Years
experience
Trusted Mortgage Licensing & Compliance Solutions
Regulatory Counsel Group has been a trusted partner in mortgage licensing and compliance since 2001. Founded by Scott Scher, our team specializes in navigating complex regulatory landscapes for mortgage brokers, lenders, and servicers nationwide. With over 500 clients and thousands of successful state approvals, we deliver tailored solutions that ensure compliance while optimizing operational efficiency. Our services span initial licensing, ongoing compliance monitoring, AML programs, and corporate structuring, supported by a deep understanding of state and federal requirements.We prioritize cost-effective outsourcing to free clients from administrative burdens, allowing them to focus on growth. Our partnerships with leading law firms and decades of industry experience underscore our commitment to excellence in financial services compliance.
Services
Licensing Services
Compliance Monitoring
AML Compliance
Corporate Services
Assessment Services
Details
- Year established: 2001
Highlights and features
- We offer 20+ years of specialized mortgage compliance expertise.
- Our nationwide licensing system ensures 100% accurate state filings.
- Cost-effective outsourcing eliminates the need for internal compliance hires.
- We help clients avoid costly regulatory penalties and delays.
- Proven track record with 500+ satisfied financial services clients.
What people say
Regulatory expertise
Efficient licensing process
Proactive compliance support
Cost-effective solutions
Nationwide coverage
Services
Licensing Services
We streamline mortgage company licensing across all 50 states and DC. Our services include application preparation, regulatory filings, and ongoing compliance maintenance. Clients benefit from our nationwide system that ensures accurate submissions and timely approvals while reducing administrative burdens.
Compliance Monitoring
Our team tracks evolving state and federal regulations to maintain client compliance. Services include rule interpretation, penalty avoidance strategies, and renewal management. This proactive approach protects businesses from costly violations while ensuring continuous operational readiness.
AML Compliance
We provide customized AML programs meeting FinCEN requirements. Solutions include policy development, SAR filing assistance, and staff training. Our templates and expert guidance help mortgage companies implement compliant systems efficiently and cost-effectively.
Corporate Services
We handle corporate formation, foreign qualification, and ongoing compliance needs. Services cover LLC/corporation setup, registered agent provision, and bonding assistance. These solutions ensure proper business structure while meeting state-specific regulatory requirements.
Assessment Services
Our consultants conduct comprehensive compliance risk assessments. Services identify regulatory gaps, recommend corrective actions, and develop mitigation strategies. This proactive evaluation helps businesses strengthen compliance frameworks and prepare for regulatory examinations.
People
Scott Scher
President, CEO & Founder
Scott Scher brings 20+ years of regulatory expertise to mortgage compliance. Under his leadership, RCG has secured thousands of state approvals for 500+ clients. He specializes in licensing strategies and compliance solutions for financial institutions nationwide.
Questions
What mortgage licensing services do you offer?
We provide complete licensing solutions for mortgage companies in all 50 states, including application preparation, regulatory filings, and renewal management.
How do you handle compliance monitoring?
Our team tracks regulatory changes, provides updates, and ensures timely filings to maintain continuous compliance for mortgage businesses.
Do you assist with AML requirements?
Yes, we offer customized AML programs including policy templates, SAR filing support, and staff training to meet FinCEN regulations.
What corporate services are available?
We assist with business formation, foreign qualification, registered agent services, and ongoing compliance maintenance for mortgage companies.
How can I request information?
Contact us at (678) 393-1925 or visit our website to request detailed information about our licensing and compliance services.
