Business Details
39 Years
experience
Texas Securities Fraud Legal Representation
Forman Law Firm is a specialized legal practice dedicated to representing investors and market participants in securities fraud and investment disputes. With over three decades of experience in the securities industry, including leadership roles as CEO and General Counsel of brokerage firms, we combine deep legal expertise with firsthand industry knowledge. Our practice focuses on recovering losses for clients through FINRA arbitration and litigation against Wall Street firms, stockbrokers, and financial professionals.We handle cases involving unsuitable investments, churning, unauthorized trading, and other forms of securities misconduct. Our team's unique background in both legal and brokerage operations allows us to effectively navigate complex regulatory frameworks and advocate for our clients' rights. We maintain offices in Austin and Tyler, Texas, serving clients nationwide while upholding the highest standards of professionalism and client service.
Services
Securities Fraud Claims
Investment Fraud Litigation
FINRA Arbitration
Broker Misconduct Cases
Unauthorized Trading Claims
Churning Investigations
Suitability Disputes
Selling Away Cases
Broker Dealer Disputes
Investment Recovery Services
Details
- Year established: 1987
Highlights and features
- We focus exclusively on securities fraud and investment dispute cases
- Our founder has 30+ years experience in securities law and brokerage operations
- We have recovered millions for clients through arbitration and settlements
- We offer personalized representation with proven legal strategies
- Our team understands both legal and industry perspectives of securities cases
Associations and certifications
- FINRA
- National Association of Securities Dealers (NASD)
What people say
Recovered investment losses quickly
Highly professional and knowledgeable
Excellent negotiation skills
Thorough case evaluation
Successful arbitration representation
Services
Securities Fraud Claims
We represent investors victimized by securities fraud through misrepresentation, omission, or manipulation. Our team handles cases involving unsuitable investments, Ponzi schemes, and regulatory violations. With deep industry knowledge, we prove broker misconduct and recover client losses through FINRA arbitration or litigation while maintaining strict confidentiality throughout the process.
FINRA Arbitration
Our firm specializes in resolving investment disputes through FINRA arbitration. We leverage extensive experience with securities industry regulations to build strong cases for clients. Our approach combines legal strategy with financial analysis to demonstrate damages and broker misconduct while navigating complex arbitration procedures effectively.
Broker Misconduct Cases
We handle cases involving unethical broker behavior including churning, unauthorized trading, and selling away. Our team examines account activity patterns and industry standards to prove misconduct. We recover client losses by demonstrating breaches of fiduciary duty and regulatory violations through detailed financial analysis and expert testimony.
Investment Recovery Services
Our firm specializes in recovering investment losses through demand letters, arbitration, and litigation. We analyze investment portfolios to identify unsuitable recommendations and fraudulent schemes. Our proven strategies maximize client recoveries while minimizing procedural delays through early case assessment and targeted discovery processes.
Suitability Disputes
We represent clients who suffered losses from unsuitable investment recommendations. Our team evaluates investment profiles against recommended products to prove suitability violations. We recover damages by demonstrating brokers' failure to consider client risk tolerance, financial objectives, and investment experience through comprehensive analysis of account documentation and industry standards.
People
Bryan T. Forman
Founder & Attorney
Bryan Forman is a Texas securities fraud attorney with 30+ years experience in securities law and brokerage operations. Former CEO of brokerage firms, he now focuses on investor representation in FINRA arbitration. He holds finance and law degrees from UT Austin and SMU, with mediation credentials from Texas Mediator Credentialing Association.
Questions
What types of securities fraud cases do you handle?
We handle all types of investment fraud including unsuitable recommendations, churning, unauthorized trading, selling away, Ponzi schemes, and broker misconduct. Our experience covers stockbroker fraud, annuity fraud, and complex financial instrument disputes.
How do I know if my broker committed fraud?
Signs include unexplained account losses, excessive trading activity, investments not matching your risk profile, unauthorized transactions, and failure to disclose investment risks. If you suspect misconduct, consult our experienced securities attorneys for evaluation.
What compensation can I recover?
Successful claims typically recover investment losses, lost earnings, and sometimes punitive damages. We also seek recovery of legal fees when applicable through FINRA arbitration or court proceedings.
How long do securities fraud claims take?
Resolution times vary but many cases settle within 4-6 months. Complex arbitration cases typically resolve within 12-18 months. Our efficient approach prioritizes early case assessment to expedite favorable outcomes.
Do you handle cases outside Texas?
We represent clients nationwide in securities fraud matters. While based in Texas, our FINRA arbitration experience covers cases in all 50 states and we work with local counsel when needed for court proceedings.
What are your fee arrangements?
We typically work on contingency fees for investor clients, meaning payment only occurs after successful recovery. We also offer free initial consultations to evaluate securities fraud claims and explain legal options.
