Business Details
Your Trusted Partner for Independent Financial Advisory Services
Carlton Hofferkamp & Jenks Wealth Management is a fee-only registered investment advisory firm dedicated to providing independent, client-focused financial solutions. With decades of combined experience navigating market cycles, including the 1987 crash, dot-com bubble, and 2008 financial crisis, our team prioritizes protecting client assets through proactive, personalized strategies. We specialize in retirement planning, investment management, and business succession planning, emphasizing transparency, tax efficiency, and long-term wealth preservation.Recognized as a Five Star Wealth Manager for seven consecutive years and ranked among Houston's top wealth management firms, we operate as fiduciaries with no institutional affiliations, ensuring our recommendations align solely with client interests. Our in-house portfolio management and collaborative approach with external custodians like Charles Schwab underscore our commitment to cost-effective, tailored financial guidance.
Services
Investment Management
Retirement Planning
Business Succession
Portfolio Management
Financial Planning
Highlights and features
- We operate as independent, fee-only fiduciaries with no institutional affiliations.
- Our team has navigated seven major market cycles, including the 2008 financial crisis.
- We implement personalized investment strategies tailored to individual risk tolerance and goals.
- Our in-house portfolio management ensures cost-effectiveness and tax efficiency for clients.
- Recognized as Five Star Wealth Managers for seven consecutive years by industry standards.
Associations and certifications
- Registered Investment Advisors
Services
Investment Management
Our proactive investment management approach combines market analysis with personalized strategies to align portfolios with client goals. We implement tactical adjustments during market shifts while maintaining long-term growth objectives. Our in-house management ensures tax efficiency and cost-effectiveness for optimized client outcomes.
Retirement Planning
We develop realistic retirement plans focused on preventing clients from outliving their savings. Our process includes budget analysis, inflation planning, and customized investment strategies to ensure financial security throughout retirement years.
Business Succession
We guide business owners through pre-sale preparation and post-sale financial planning. Our services include team assembly, tax considerations, and income structuring to ensure smooth transitions and long-term financial stability after business sales.
Financial Planning
Our comprehensive financial planning addresses short-term needs and long-term growth objectives. We provide strategic guidance on asset allocation, risk management, and estate planning to help clients achieve their financial goals.
Portfolio Risk Analysis
We offer complimentary portfolio risk analyses to evaluate investment strategies and risk tolerance levels. This service helps clients understand their current financial position and identify opportunities for improvement.
People
Jim Carlton
Managing Director
With decades of experience navigating market cycles, Jim leads our investment strategies and client relationships. His expertise in financial planning and market analysis ensures clients receive informed, strategic guidance.
Barbara Jenks
Controller
Barbara oversees financial operations and compliance, ensuring transparent and efficient management of client resources. Her attention to detail supports our commitment to fiduciary excellence.
Florence Carlton
Controller
Florence contributes to financial oversight and client service operations, leveraging her experience to maintain our high standards of accountability and client-focused service delivery.
Hunter Hernandez
CFP
As a Certified Financial Planner, Hunter specializes in creating personalized financial strategies that address clients' unique goals and risk profiles across all stages of wealth management.
John Sinitiere
Client Relations
John serves as the primary liaison for client communications, ensuring seamless interactions and timely responses to inquiries while maintaining our commitment to exceptional service.
Questions
Where are my assets held?
Client assets are held at Charles Schwab. We do not take custody of client funds and can work with alternative custodians upon request.
How often do I receive statements?
Monthly statements are provided by Charles Schwab, with quarterly performance summaries from our third-party vendor, PortfolioServices.
How do I open an account?
Contact us directly. We handle all setup procedures for your Charles Schwab account and begin management after completing our discovery process.
Do you have a privacy policy?
Yes, we maintain strict privacy standards. Our policy details how we protect client information and ensure confidentiality in all interactions.
How do I get your ADV form?
Copies of our ADV II form are available upon request through our contact information or website contact form.
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