Business Details
44 Years
experience
Your Trusted Partner for Wealth Management Solutions
At Roehl & Yi, we are dedicated to providing personalized wealth management solutions tailored to the unique needs of high-net-worth individuals, retirement plans, foundations, and endowments. With over 100 years of combined experience, our team of certified professionals prioritizes collaboration, independence, and client-centric service. We specialize in crafting customized financial portfolios that align with your goals, leveraging expertise in estate planning, risk management, and tax mitigation. Our commitment to integrity and stability ensures that your assets are protected and positioned for growth. By working closely with your attorneys and accountants, we deliver a coordinated approach to wealth management.Our modest size allows for direct engagement with clients, ensuring accessibility and personalized attention. We serve clients across the West Coast, from Northern California to Washington, and have provided fiduciary retirement plan services since 1982. Our process emphasizes rigorous due diligence, ongoing portfolio monitoring, and tailored education to empower informed financial decisions. We pride ourselves on transparency, ethical standards, and a focus solely on your financial well-being. Through strategic planning, we help clients navigate complex financial landscapes to achieve long-term security and legacy preservation.
Services
Wealth Management
Retirement Plans
Foundations & Endowments
Portfolio Management
Risk Management
Estate Planning
Tax Mitigation
Investment Consulting
Details
- Year established: 1982
Highlights and features
- We offer over 100 years of combined experience in wealth management.
- Our portfolios are fully customized to individual client goals.
- We maintain independence to prioritize client interests above all.
- We collaborate with your legal and tax professionals for holistic planning.
- We provide fiduciary retirement plan services since 1982.
Services
Wealth Management
We develop customized wealth management strategies that address investment growth, risk mitigation, and legacy planning. Our process begins with detailed financial analysis and goal assessment, followed by tailored portfolio construction and ongoing performance monitoring. By collaborating with your legal and tax professionals, we ensure comprehensive wealth preservation solutions that align with your personal objectives.
Retirement Plans
Our retirement plan services include fiduciary consulting, investment management, and participant education for defined contribution and benefit plans. We help trustees meet compliance requirements while designing plans that support both business objectives and employee financial security. Our approach combines rigorous investment due diligence with customized educational programs to enhance retirement outcomes.
Foundations & Endowments
We assist in establishing and managing foundations to preserve and grow endowments while supporting charitable causes. Our services include investment strategy development, foundation structure design, and manager selection. We focus on creating sustainable funding solutions that maintain principal value while generating returns to support ongoing charitable activities.
Portfolio Management
Our portfolio management approach emphasizes personalized asset allocation, risk assessment, and performance monitoring. We create diversified investment strategies based on individual financial goals and risk tolerance levels. Through continuous market analysis and quarterly reviews, we ensure portfolios remain aligned with evolving client needs and market conditions.
Estate Planning
We help clients develop comprehensive estate plans that ensure smooth wealth transfer to future generations. Our services include analyzing existing insurance policies, creating asset protection strategies, and coordinating with legal professionals to implement effective estate planning solutions that reflect your values and financial objectives.
People
Thomas H. Roehl
Co-Founder, Wealth Advisor
With decades of experience in financial planning, Thomas co-founded Roehl & Yi to provide personalized wealth management solutions. He specializes in investment strategy and retirement planning.
Jayman Yi
Co-Founder, Wealth Advisor
Jayman brings expertise in international banking and investment management to Roehl & Yi. He focuses on creating customized portfolio solutions for high-net-worth clients.
Sarah Mellgren
Wealth Advisor
Sarah combines legal expertise with financial planning experience to help clients navigate complex estate and tax planning challenges.
Zach Daeges
Investment Analyst
Zach supports portfolio management with detailed financial analysis and market research to optimize investment strategies.
Shannon Grant
Client Services
Shannon provides operational support and client coordination, ensuring smooth implementation of wealth management plans.
Questions
What services does Roehl & Yi offer?
We provide wealth management, retirement plan consulting, foundation/endowment management, portfolio customization, and financial planning services.
How are your services different from other firms?
We offer fully customized portfolios, maintain independence from product mandates, and collaborate with your existing advisors for holistic planning.
Do you work with retirement plans?
Yes, we've provided fiduciary retirement plan services since 1982, including investment management and participant education.
How do you approach risk management?
We analyze your current situation, develop asset allocation targets, and implement strategies to protect against financial uncertainties.
What geographic areas do you serve?
We serve clients across the West Coast, from Northern California to Washington state.
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