Romero Wealth Management

At Romero Wealth Management, we are a dedicated team of professionals committed to helping our clients achieve their financial goals and protect their financial well-being. Our team consists of experienced and certified financial advisors, analysts, and support staff who work together to provide comprehensive wealth management solutions.

Our Services

At Romero Wealth Management, we offer a wide range of services designed to help our clients achieve their financial objectives. Our services include:

Investment Management

Our investment management process is designed to understand our clients' needs and build appropriate investment portfolios for their needs and tolerance for risk. Our investment professionals work closely with our clients to develop customized investment strategies that align with their financial goals and objectives.

Retirement & Financial Planning

We take a holistic view of personal wealth to identify how separate components interact and identify threats to overall financial wellness. Our financial planning services include retirement planning, estate planning, and legacy planning. We work closely with our clients to develop comprehensive financial plans that address their short-term and long-term financial goals.

401(k) Plan Consulting

We help plan sponsors navigate the complicated world of 401(k) plan administration and keep their plans in compliance. Our expertise includes plan design, investment management, and compliance testing. We work closely with our clients to ensure that their 401(k) plan meets their employees' needs and is compliant with relevant regulations.

Our Team

Our team is comprised of experienced and certified professionals who are dedicated to providing exceptional service to our clients. Our team members include:

• Daniel Romero, CFP - Our CEO and a registered representative with LPL Financial, Daniel has over 25 years of experience in the financial services industry. He is a certified financial planner and holds the Series 7, 63, and 65 securities registrations with LPL Financial.
• Greg Tobey - Our Branch Research Coordinator, Greg has over 20 years of experience in the financial services industry. He is a registered representative with LPL Financial and holds the Series 4, 7, 24, 63, and 65 securities registrations with LPL Financial.
• Jessica Hansen, MBA - Our Director of Business Development, Jessica has over 20 years of experience in the financial services industry. She holds FINRA licenses 7, 6, and 63 with LPL Financial and is a Registered Administrative Assistant with LPL Financial.
• Jason Martinez, CFA - Our Operations Manager and Chief Technology Officer, Jason holds the designation of Chartered Financial Analyst (CFA) and has over 10 years of experience in the financial services industry.

Our Achievements

We are proud to have achieved several notable recognitions in the industry, including:

• Forbes Best-In-State Wealth Advisors 2018 through 2022
• LPL Financial Chairman's Club 2015 thru 2022
• Financial Times Top Financial Advisers 2015

Our Certifications

We are committed to upholding the highest standards of integrity and professionalism in our industry. Our team members hold several certifications, including:

• Certified Financial Planner (CFP)
• Chartered Financial Analyst (CFA)
• FINRA licenses

Secure File Share

At Romero Wealth Management, we are committed to providing our clients with the highest level of security and confidentiality. Our secure file share system ensures that all client information is kept confidential and secure.

About LPL

Romero Wealth Management is a registered representative of LPL Financial, a registered investment advisor and member FINRA/SIPC.