Smith Thornton Advisors

Get to Know Us: Our Firm

Smith Thornton Advisors, LLC is a distinguished wealth management firm that has been dedicated to serving the retirement needs of our clients for over thirty years. We are an independent and privately-owned company, as well as an SEC Registered Investment Adviser. Our professional focus is to provide personalized service and experienced guidance according to a fiduciary standard of care, ensuring that our clients receive the highest level of attention and expertise. Our firm's reputation for excellence has been built on a foundation of trust, integrity, and a commitment to delivering results.

Meet the Team

Our team is composed of a group of experienced financial professionals who are dedicated to managing and overseeing all of your wealth management affairs. Our proprietary processes, Financial Architecture and PlanEXCEL, provide structures for integrating all the key elements of your financial life. We believe that a team approach is the best way to achieve your financial goals, and our entire team of financial and investment professionals works collaboratively on your behalf.

Our team includes Rick Smith, who is the Managing Director and Partner of the firm. Rick specializes in the long-term accumulation and distribution of wealth and income. He brings to the relationship his individual set of skills, training, and experiences, with a focus on building long-term relationships with clients. Rick has been working in the financial services industry since 1978 and has a wealth of experience in managing personal and corporate fiduciary accounts.

Another key member of our team is Steve Thornton, who is the Managing Director and Partner of the firm. Steve graduated from Auburn University in 1986, earning a Bachelor of Science degree in Economics. He joined the Trust Department of AmSouth Bank and later moved to Huntsville to manage employer-based retirement plans for the bank's Northern region. Steve has been working in the financial services industry for over three decades and has extensive experience in managing retirement plans. He is an active member of the National Association of Plan Advisors and holds the Certified Plan Fiduciary Advisor designation.

In the Community

At Smith Thornton Advisors, LLC, we are committed to giving back to the community. We believe that as a responsible corporate citizen, we have a duty to support and contribute to the communities where we live and work. Our team members are actively involved in various community organizations and initiatives. We are proud to support local charities and non-profit organizations, as well as participate in community events and programs.

How Can We Help?

Whether you are an individual or a business owner, we understand that managing your finances can be complex and time-consuming. That's why we are here to help. Our firm specializes in providing personalized financial solutions to help you achieve your financial goals.

For individuals and families, we offer a wide range of services tailored to your unique needs. From preparing for your child's education to establishing the retirement you've always wanted, we can help you determine your options and the best route to achieve your financial goals.

For businesses and plan participants, we understand that owning a business comes with a number of complexities. That's why we are here to help. Our team can provide you with the time and energy to align your financial wellness and ensure you and your employees are prepared for retirement.

At Smith Thornton Advisors, LLC, we are committed to delivering the highest level of service and expertise to our clients. With a fiduciary standard of care, we are dedicated to providing personalized service and experienced guidance to help you achieve your financial goals. Contact us today to learn more about how we can help you.